-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SrkB1qlGaQGqTX8NOPaonlcXYgXQPdxdFNNmD2R8Ohc08dUGWrXap61kE//lMZMZ d0xRllmW5hZby8VitaOCKQ== 0000950008-00-000075.txt : 20000411 0000950008-00-000075.hdr.sgml : 20000411 ACCESSION NUMBER: 0000950008-00-000075 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000329 GROUP MEMBERS: SAIC VENTURE CAPITAL CORPORATION GROUP MEMBERS: SCIENCE APPLICATIONS INTERNATIONAL CORP GROUP MEMBERS: SCIENCE APPLICATIONS INTERNATIONAL CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ODS NETWORKS INC CENTRAL INDEX KEY: 0000736012 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 751911917 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-49215 FILM NUMBER: 582535 BUSINESS ADDRESS: STREET 1: 1101 E ARAPAHO ROAD CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: 9722346400 MAIL ADDRESS: STREET 1: 1101 E ARAPAHO ROAD CITY: RICHRICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: OPTICAL DATA SYSTEMS INC DATE OF NAME CHANGE: 19950517 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCIENCE APPLICATIONS INTERNATIONAL CORP CENTRAL INDEX KEY: 0000353394 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 953630868 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 10260 CAMPUS POINT DR STREET 2: LEGAL DEPT CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8588266000 MAIL ADDRESS: STREET 1: LEGAL DEPT STREET 2: 10260 CAMPUS POINT DR CITY: SAN DIEGO STATE: CA ZIP: 92121 SC 13D/A 1 SCHEDULE 13D AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* ODS NETWORKS, INC. ------------------ (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ---------------------------- (Title of Class of Securities) 67082N109 ---------- (CUSIP Number) Douglas E. Scott, Esq. Senior Vice President and General Counsel Science Applications International Corporation 10260 Campus Point Drive San Diego, CA 92121 (858) 826-7325 ---------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) With a copy to: Aloma H. Avery, Esq. Senior Counsel Science Applications International Corporation 10260 Campus Point Drive San Diego, CA 92121 Tel: (858) 546-6000 MARCH 23, 2000 -------------- (Date of Event which Requires Filing of Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (CONTINUED ON FOLLOWING PAGE(S)) Page 1 of 5 - -------------------------------------------------------------------------------- CUSIP No. 67082N109 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: Science Applications International Corporation I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 95-3630868 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [__] (b) [__] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) N/A - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [__] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None NUMBER OF SHARES 8 SHARED VOTING POWER 3,150,000 BENEFICIALLY OWNED BY EACH 9 SOLE DISPOSITIVE POWER None REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER 3,150,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,150,000 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [__] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - -------------------------------------------------------------------------------- Page 2 of 5 - -------------------------------------------------------------------------------- CUSIP No. 67082N109 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: SAIC Venture Capital Corporation I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 88-0447177 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [__] (b) [__] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [__] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Nevada - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None NUMBER OF SHARES 8 SHARED VOTING POWER 3,150,000 BENEFICIALLY OWNED BY EACH 9 SOLE DISPOSITIVE POWER None REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER 3,150,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,150,000 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [__] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - -------------------------------------------------------------------------------- Page 3 of 5 AMENDMENT NO. 2 TO SCHEDULE 13D The Reporting Persons, Science Applications International Corporation ("SAIC") and SAIC Venture Capital Corporation ("SVCC"), hereby amend and supplement the Schedule 13D filed by SAIC on October 2, 1998, as amended by Amendment No. 1, thereto, filed by the Reporting Persons on January 27, 2000 (the "Amended Statement") with regard to the common stock, $.01 par value per share ("Common Stock") of ODS Networks, Inc. (the "Issuer") for the purpose of amending Items 2, 3, 4, and 5 of the Amended Statement. ITEM 2. IDENTITY AND BACKGROUND. Item 2 (a) - (c) of the Amended Statement are hereby supplementally amended to update the name of the corporation by which Mr. David W. Dorman, a director of SAIC, is employed, as set forth in Appendix A to the Amended Statement, amending and restating such information with respect to Mr. Dorman as follows:
NAME, PRINCIPAL BUSINESS AND ADDRESS OF CORPORATION OR OTHER ORGANIZATION IN NAME PRINCIPAL OCCUPATION WHICH EMPLOYMENT IS CONDUCTED - ------------------ ---------------------------------- --------------------------------------- David W. Dorman Chief Executive Officer of Concert Concert Room 2001 1230 Peachtree Street, NE Atlanta, GA 30309
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 of the Amended Statement is hereby supplementally amended to add the following information: On March 23, 2000, SVCC exercised a warrant to purchase 750,000 shares of Common Stock of the Issuer at an exercise price of $8.00 per share. The funds used to exercise the warrant were derived from SVCC's working capital. Specifically, $6,000,000 in cash was paid to the Issuer in consideration for 750,000 shares of Common Stock of the Issuer. ITEM 4. PURPOSE OF TRANSACTION. The response set forth in Item 4 of the Original Statement is hereby supplementally amended to add the following information: On March 23, 2000, SVCC exercised a warrant to purchase 750,000 shares of Common Stock of the Issuer at an exercise price of $8.00 per share. ITEM 5. INTEREST IN THE SECURITIES OF THE ISSUER. Item 5 of the Amended Statement is hereby amended and restated in its entirety to read as follows: (a) SVCC directly owns 2,400,000 shares of Common Stock and a warrant to purchase 750,000 shares of Common Stock,* which together represent a total of 3,150,000 shares or approximately 15.6% of the Common Stock of the Issuer. The calculation of percentage of beneficial ownership was - ------------------------- * SVCC has a right to acquire, pursuant to the warrant described in Items 3 and 4 of the Amended Statement, up to 750,000 shares of Common Stock at $10.50 per share. Such shares are deemed to be beneficially owned by SVCC under Rule 13d-3 because the Reporting Person has a right to acquire such shares within the next 60 days. Page 4 of 5 derived from the Issuer's Annual Report on Form 10-K for the Year Ended December 31, 1999, in which the Issuer stated that the number of shares of Common Stock outstanding was 18,688,323 (before giving effect to (i) 750,000 shares purchased upon exercise of the warrant being reported herein and (ii) 750,000 shares issuable upon the exercise of another warrant held by SVCC). For reporting purposes, SAIC may be deemed the beneficial owner of the 3,150,000 shares owned by SVCC. (b) For reporting purposes, SVCC and SAIC may be deemed to share voting and dispositive powers with respect to the 3,150,000 shares of Common Stock. (c) On January 26, 2000, SVCC sold 18,000 shares of Common Stock of the Issuer in the open market at $10.962 per share. On March 23, 2000, SVCC exercised a warrant to purchase 750,000 shares of Common Stock of the Issuer at an exercise price of $8.00 per share. (d) SVCC is a wholly owned subsidiary of SAIC. (e) Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 29, 2000. SCIENCE APPLICATIONS INTERNATIONAL CORPORATION By /S/ DOUGLAS E. SCOTT -------------------------------------------- Douglas E. Scott Senior Vice President and General Counsel SAIC VENTURE CAPITAL CORPORATION By /S/ IRA J. MILLER --------------------------------------------- Ira J. Miller President Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----